As the regulatory landscape shifts in 2025, financial advisors must be prepared for the challenges and opportunities ahead. This live webinar will explore key compliance trends, regulatory updates, and actionable strategies to help firms stay ahead. Topics will include SEC developments and their potential impact on advisory businesses.
Key Takeaways:
Understand the most important regulatory changes coming in 2025.
Learn how to adjust compliance strategies to align with new requirements.
Gain insights into how new SEC updates may impact business operations.
Discover best practices for maintaining compliance and security throughout the year.
Sponsored by
0010-U-25003
CFP, CIMA®, CPWA®, CIMC®, RMA®, and AEP® CE Credits are available.
Mark Audrain Chief Compliance Officer Orion
Ian Meiksins President and co-founder Key Bridge Compliance
David Armstrong, Host Executive Director, Content, WealthManagement.com Informa Connect
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Mark Audrain
Ian Meiksins
David Armstrong, Host
