Category: Wealth

Zander Heinen joins the company from Live Oak Bank as it prepares to launch a social networking feature.

The acquisitions of California-based PearTree Advisory Group and Indianapolis-based Premier Wealth Advisors bring BridgePort's AUA to just over $2 billion.

Matthew Eickman, chief legal officer at the Fiduciary Law Center, answers three probing questions about ERISA lawsuits, providing an open, honest and candid dialogue.

The SEC claims Vanguard made misleading statements about capital gains distributions and tax consequences to retail investors who held target date funds in retirement accounts.

Scott J. Mason of Rubicon Wealth Management defrauded at least 13 advisory clients out of more than $20 million, spending it on country club dues and a miniature golf course in New Jersey, the regulator claims.

Despite efforts to develop next-gen talent, the total number of advisors in the wealth management industry has remained stagnant over the last decade.

SignalPoint Asset Management represents Farther’s largest partnership to date.

San Diego-headquartered RetirementDNA was looking to grow its presence in the private wealth space.

The tech provider is unbundling its tax services, as clients increasingly clamor for assistance from their advisors, according to CEO Andrew Altfest.

A survey conducted in October by Ocorian found higher-for-longer rates are impacting investment hold period expectations.

A survey of DC recordkeepers found a large majority expect to see more financial advisors selling 401(k) plans with less than $5 million in assets.

Two-thirds of the firm is now owned by remaining shareholders, including advisors and employees.